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 Table of Contents  
Year : 2021  |  Volume : 2  |  Issue : 2  |  Page : 27-32

Insights into the mechanisms of action of chloroquine and hydroxychloroquine and its use in COVID-19 for chemoprophylaxis

1 Derpartment of Medicine, All India Institute of Medical Sciences, New Delhi, India
2 Department of Pharmacology, All India Institute of Medical Sciences, New Delhi, India
3 Department of Otorhinolaryngology, Kalinga Institute of Medical Sciences, Bhubaneshwar, Odisha, India

Date of Submission03-Dec-2020
Date of Decision10-Dec-2020
Date of Acceptance14-Dec-2020
Date of Web Publication09-Jun-2021

Correspondence Address:
Monalisa Sahu
Derpartment of Medicine, All India Institute of Medical Sciences, New Delhi
Vishal Kumar Vishwakarma
Department of Pharmacology, All India Institute of Medical Sciences, New Delhi
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Source of Support: None, Conflict of Interest: None

DOI: 10.4103/jopcs.jopcs_12_20

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The global outbreak of coronavirus disease 2019 (COVID-19), caused by the severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2/2019-nCoV) has put forth a serious threat to international public health and has ruined the global economy. Till date, no drugs have been approved for coronavirus disease-2019 (COVID-19), although the use of some drugs in the trial phase has been attempted. The drugs being used for the management of COVID-19 disease include chloroquine (CQ), hydroxychloroquine (HCQ), and remdesivir. In this article, we have aimed to review existing literature and mechanism by which CQ and HCQ have an effect on COVID-19, most importantly by interfering with autophagy, lysosomal activity, receptor binding, and membrane fusion. We have systematically searched the PubMed database up to April 2020 and analyzed all the articles published on CQ, HCQ, and COVID-19. The available data provide insights into the immunomodulatory potency of HCQ, along with the molecular mechanism of action of the drug on the SARS-CoV-2.

Keywords: COVID-19, chloroquine, hydroxychloroquine, mechanism of action

How to cite this article:
Sahu M, Kumar A, Shankar SH, Patidar D, Vishwakarma VK, Sahoo P, Wig N. Insights into the mechanisms of action of chloroquine and hydroxychloroquine and its use in COVID-19 for chemoprophylaxis. J Prim Care Spec 2021;2:27-32

How to cite this URL:
Sahu M, Kumar A, Shankar SH, Patidar D, Vishwakarma VK, Sahoo P, Wig N. Insights into the mechanisms of action of chloroquine and hydroxychloroquine and its use in COVID-19 for chemoprophylaxis. J Prim Care Spec [serial online] 2021 [cited 2022 Dec 9];2:27-32. Available from: https://www.jpcsonline.org/text.asp?2021/2/2/27/317995

  Introduction Top

The year 2020 marked the year of COVID19 and by 5 November 2020, over 53.7 million people have been affected by COVID19 across the globe with 1.5 million death. Billions of people across the world are under serious threat of the disease, with as many as 215 nations or territories being under its clutches. Billions of Indians are currently at risk of acquiring COVID-19.[1] Although India showed a staggered course of severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) transmission, with 18,539 cases diagnosed between January 31, and April 21, 2020, however, there was a rapid surge in cases, with the numbers rising as of the end of April and the mid of May to about 78,003.[2] The Indian Council of Medical Research (ICMR), under the Ministry of Health and Family Welfare, proposed for chemoprophylaxis with hydroxychloroquine (HCQ) at a dose of 400 mg twice on day 1 and 400 mg once a week thereafter for asymptomatic medical and health-care workers (HCWs) who are involved in the treatment of patients with confirmed or suspected COVID-19, and for asymptomatic household contacts of the confirmed cases.[3] The record mentions that the utilization of HCQ in prophylaxis has been derived from the accessible proof of benefit as treatment and has been further upheld by the available preclinical data.

There are some in vitro studies, which demonstrate the antiviral action of HCQ and its precursor CQ, but there is a lack of much peer-reviewed data assessing the use of either drug for exposure prophylaxis of SARS-CoV-2 infection. For the treatment of diagnosed cases, a few studies have been published, one of which demonstrates faster reduction of nasopharyngeal viral carriage, without any information on clinical improvement,[4] whereas the other study was inconclusive about the beneficial effects of HCQ due to the smaller sample size.[5]

Coronaviruses (CoVs) are enveloped positive-sense RNA viruses, which range from 60 nm to 140 nm in diameter. It has spike-like projections on its surface, having a crown-like appearance on the electron microscope, hence named coronaviruses. The virus belongs to the family Coronaviridae, order Nidovirales, and has been classified into three genera: alphaCoVs, betaCoVs, and deltaCoVs. In the past two decades, two of the animal betaCoVs have crossed over to the humans causing severe diseases, which include SARS-CoV, and Middle East respiratory syndrome coronavirus (MERS-COV); responsible for a severe acute respiratory disease outbreak in China in 2002–2003[6] and in the Middle East in 2012, respectively.[7]

Novel coronavirus, officially known as SARS-CoV-2, the etiological agent of the COVID-19, emerged in Wuhan, Hubei province, China. On March 11, 2020, the World Health Organization reported this disease as pandemic.[8]

The clinical features of COVID-19 are varied, and range from asymptomatic infection to acute respiratory distress syndrome, and multi-organ dysfunction. The common clinical features include mainly fever, cough, and pneumonia. Sequence identity of about 80% is seen between SARS-Cov-2 and SARS CoV; and a 96.2% sequence identity with BatCoV RaTG13, a bat CoV.[9] Under the circumstances of lack of clinically efficient treatment and a “public health emergency,” several attempts are being made using numerous drugs for the treatment of COVID-19. The drugs under trial include a minimum cost antimalarial drug-like chloroquine (CQ), its derivative HCQ, a nucleotide with broad-spectrum antiviral activity, remdesivir, and combination anti-retroviral drug lopinavir/ritonavir.

During the previous SARS outbreak, HCQ was detected to have anti-SARS-CoV activity in vitro.[10] Thus, HCQ has attracted the attention of many treating physicians over the last few weeks, as a drug with the potential for management of cases of COVID-19. Several reports have recommended that the drug could be used for the treatment of COVID-19, even though the clinical effectiveness of these medications has not yet been completely assessed.

HCQ use has become a part of recent treatment guidelines for rheumatoid arthritis (RA), antiphospholipid syndrome, systemic lupus erythematosus (SLE), and primary Sjogren syndrome.[11]

The observational studies conducted demonstrating the use of antimalarial drugs in SLE, with particular emphasis on HCQ, have found definitive evidence that this molecule possesses an immunomodulatory activity, thus enhancing the long-term survival in the SLE patients. It also has the potential to manage autoimmune disease activity during pregnancies without evidence of any embryotoxic or fetotoxic effects. There is evidence suggesting that HCQ can prevent the incidence of organ injury, including bone destruction;[12] modify autoimmunity,[13] and possess antithrombotic effects.[14] Moreover, HCQ has fewer concerns regarding drug-drug interactions.

  Mechanisms of Action Top

The exact molecular mechanisms of action of CQ and HCQ have not been completely elucidated. Various modes of action have been proposed by which CQ and HCQ exert its therapeutic action, by inhibiting the coronavirus at a series of steps, although, majority of them have been on in vitro experiments. The link between these mechanisms of actions, the safety profile observed and the clinical efficacy obtained in vivo have yet to be fully delineated.

The main mode of action of CQ and HCQ is the interference with autophagy, lysosomal activity, receptor binding, and membrane fusion. It has been widely acknowledged that CQ and HCQ accumulate in lysosomes (lysosomotropism) and inhibit their working. An attempt has been made to delineate the antiviral mechanisms of CQ and HCQ by a graphical representation in [Figure 1] and the immunomodulatory pathway has been represented in [Figure 2].
Figure 1: A graphical representation of antiviral mechanisms of CQ and HCQ. 1. The drugs interfere with glycosylation of ACE-2 and decreases its binding efficiency of ACE2 on host cells with spike S protein on coronavirus surface. 2. Increases pH of lysosomes, preventing fusion of virus with host cell and thus, virus replication is prevented. 3. Inhibition of autolysosome formation and thus, inhibition of autophagy. 4. Inhibition of endosomal acidification. 5. Inhibition of MAP-Kinase, thus inhibiting molecular crosstalk in viruses, and inhibiting virus particle assembly and budding. @Corresponding author, Sahu M, Shankar SH, et al.

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Figure 2: Pathway of immunomodulatory action of hydroxychloroquine. @Corresponding author, Sahu M, Shankar SH, et al.

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  Autophagy Top

Autophagy is defined as a conserved transport pathway, wherein targeted structures get sequestered by phagophores, subsequently maturing into autophagosomes, and then being further delivered into the lysosomes for degradation. The process of autophagy is involved in the pathophysiology of several diseases and its modulation has proven beneficial in the outcome of numerous specific diseases.[15] CQ and HCQ are lysosomal inhibitors and have been used to block autophagy in in vitro experiments, with the assumption that they primarily block lysosomal degradation. CQ and HCQ are FDA-approved drugs for use in clinical trials aimed to treat tumors through autophagy inhibition, although the exact mechanism by which CQ blocks autophagy yet remains to be firmly demonstrated.

Impairment of autophagosome fusion with lysosomes and blockade of autophagic flux, thus inhibiting autophagy, contributes to the main mechanism of CQ and HCQ action. The morphology of degradative compartments of the cell is affected differently by CQ and HCQ as compared to the other lysosomal inhibitors. The Golgi complex and the endolysosomal system are disorganized both in vitro and in vivo as well as endosomal trafficking are affected by CQ and HCQ.

Along with the alteration of its organization, the drugs also affect the functionality of the endolysosomal system. The prevention of co-localization of virions with early endosomes (EEs) or endolysosomes (ELs) is caused by CQ and HCQ. This implicates that both CQ and HCQ block the transport of SARS-CoV-2 from EEs to ELs, which is required for the release of the viral genome as in the case of SARS-CoV. Moreover, both CQ and HCQ treatment cause observable changes in the number and morphology of EEs and ELs. In the untreated cells, most EEs were more compact than ELs, whereas in the CQ and HCQ-treated cells, abnormally enlarged EE vesicles were seen, inside which the virions were localized.

In addition, HCQ also induces autophagy-independent severe disorganization of the Golgi complex and EL, which could contribute to the fusion impairment. This has been demonstrated in the HCQ treated mice, which showed severe alteration in the Golgi and the EL system in an autophagy-independent manner.[16]

  Interference with Lysosomal Activity Top

CQ and HCQ also interfere with lysosomal activity. Lysosomes contain hydrolytic enzymes, and its main functions include the assistance of different vesicles in autophagy (digestion of cargo such as cell organelles and material that are inside the cell) and phagocytosis or endocytosis (digestion of material from outside the cell).

Lysosomes are involved not only in recycling cellular substrates but also in antigen processing and major histocompatibility complex (MHC) class II antigen presentation, thus indirectly modulating immune activation. HCQ primarily increases the intracellular pH, thus inhibiting lysosomal activity in antigen-presenting cells, which include plasmacytoid dendritic cells and B-cells. It further prevents antigen processing and MHC class II-mediated autoantigen presentation to T cells.[17] This consequently results in reduced T-cell activation, and lesser differentiation and expression of co-stimulatory proteins such as CD154 on CD4T cells.[18] It also results in decreased cytokines production by T-cells and B-cells such as interleukin (IL)-1, IL-6, and tumor necrosis factor.[19]

Lysosomal proteases also activate the fusion process between host and viral membranes by cleaving coronavirus surface spike (S) proteins.[20] The virally encoded S protein is involved in the process of endocytic viral entry into the host cells, mediated by its proteolytic cleavage to form two subunits, S1 and S2.[21] Increase in the pH of the lysosome by HCQ prevents lysosomal protease activity, thus disrupting the fusion process.[11] In the absence of the pH necessary for executing the endosome and lysosome cleavage function, replication of and infection by the coronavirus are obliterated.[22] This led to the inhibition of SARS-CoV spread in cells treated with CQ before or after infection, thus highlighting both prophylactic as well as therapeutic advantages of CQ in combating SARS-CoV.[23]

  Interference with Autophagy and Lysosomal Activity Top

Autophagy as well as interference of lysosomal activity has been associated with immune activation and antigen presentation.[24] An in vitro study suggested that autophagy has a significant role in MHC class II-mediated autoantigen presentation by antigen-presenting cells to CD4 + T-cells.[25] The pH of the lysosomes, which is perfect for the lysosomal enzymes involved in hydrolysis, is increased in the endosomal compartments by CQ and HCQ. This results in weakened autophagosomes, interference with lysosomal maturation and function; and subsequently inhibition of antigen presentation and immune activation. Researches are underway to determine the main molecular targets of CQ and HCQ. Palmitoyl-protein thioesterase 1 (PPT1), an enzyme involved in the catabolism of lipid-modified proteins, has been identified as a potential lysosomal target of CQ and HCQ. The drugs get attached to it and inhibit PPT1 activity.[26] Further detailed studies are nevertheless warranted for the identification and confirmatory functional studies on other molecular targets within the lysosomes.

  Implication of Autophagy in CoVs Infection Top

In the past one and a half decades, the implication of autophagy in CoV infection has attracted the attention of many researchers. It was probably due to the developing field of autophagy research and the SARS outbreak across the world in 2002–2003, both occurring around the same time.

According to the currently ongoing researches, different reports have converged onto two important questions: as to whether CoV prompts autophagy and whether the autophagy machinery or autophagy-related proteins are involved in the infection by the CoVs and their replication.

The first report demonstrating the role of autophagy in viral replication was based on the study of coronavirus mouse hepatitis virus (MHV).[27] The authors made some important observations in this study. They observed that infection with MHV was responsible for the formation of double-membrane vesicles (DMVs). RNA replication of the MHV occurs on these DMVs, inside the host cell cytoplasm. Cellular autophagy has been proposed as the mechanism by which the replication complex formation occurs in positive-sense RNA viruses, in the form of DMVs. This suggests an autophagic origin of the DMVs.

The markers for autophagic vacuoles on mammalian cells have been identified as microtubule-associated protein light chain 3 (LC3) and Apg12. The viral replication complexes on DMVs were observed to be co-localized with the LC3, Apg12 and other autophagy proteins, suggesting the role of autophagy in the viral replication. In their experiment, they also observed that MHV replication was impeded in APG5 knockout mice. Thus, the authors concluded that autophagy plays a major role in the formation of DMV and the efficiency of replication of MHV is greatly enhanced by the formation of DMV.[27]

In a subsequent report by the same group, in SARS-CoVs, a similar co-localization of the key viral replicase proteins with nsp and endogenous LC3, a protein marker for autophagosome, was observed.[28] It thus provided evidence for the similar contribution of autophagy in the replication of SARS-CoVs like for the MHV.

Cottam et al. used a avian coronavirus, infectious bronchitis virus (IBV) and detected that one of the key viral replication protein, nsp6, is capable of activating autophagy.[29] Notably, this nsp6 is also present in SARS-CoV and MHV. Thus, it would be of interest to further test the effects of nsp6 on autophagy, in these two CoVs.

On the contrary, a few studies failed to demonstrate the association between autophagy and CoV infection and replication. In a study conducted by Snijder et al. in Vero cells infected with SARS-CoVs, they failed to detect the co-localization of GFP-LC3 or LC3 with the viral replication-transcription complexes in SARS-CoV. They utilized immunofluorescence staining to carry out the analysis.[30]

  Involvement of the Endocytic Pathway in CoVs Infection Top

The entry of the virus into the host cells is one of the key deciding variables in viral infection. At present, it is broadly believed that the entry of the CoVs into the host cells occurs primarily through two routes, namely the endosomal/endocytic pathway and the cell surface nonendosomal pathway, the former being more contributory and has been extensively studied.[31]

CoVs are enveloped, positive-strand RNA viruses and contain a set of four proteins that encapsidate the viral genomic RNA: the nucleocapsid protein (N), the membrane glycoprotein (M), the envelope protein (E), and the spike glycoprotein (S).[32] The S protein is the key protein involved in the process of endocytic viral entry into the host cells and is mediated by its proteolytic cleavage to form two subunits, S1 and S2.[21] S1 is responsible for receptor-binding, whereas S2 is mainly for membrane fusion by the formation of an extended fusion platform. It thus leads to the infection of the host cells with the virus.

HCQ and CQ inhibit receptor binding and membrane fusion, which comprise the two key steps involved in the entry of coronaviruses into the cell. Antiviral effects of CQ and HCQ have been demonstrated during pre- and post-infection conditions by interference with the glycosylation of angiotensin-converting enzyme 2 (ACE2), the cellular receptor of SARS-CoV, and thus preventing virus fusion with the host cell. Impairment of terminal glycosylation of ACE2 may result in reduction of the binding efficiency between ACE2 located on host cells and the SARS-CoV spike (S) protein. Consequently, the binding of the virus to the receptors on the cell surface is largely impeded and thus, the infection is prevented.

Acidification is a crucial step for the endosome maturation and function, and, CQ and HCQ raise the pH. In presence of CQ and HCQ, endosome maturation might be occluded at the intermediate stages of endocytosis, culminating in the failure of further transport of virions to the final releasing site.

Following the administration of HCQ and CQ, the drugs enter the cell and are both concentrated inside organelles having low pH, like the endosomes, Golgi vesicles, and lysosomes. As endosomes are used as the primary cellular entry mechanism by the viruses, a rise in the pH of endosomes following HCQ treatment has a negative influence on the process of fusion between the virus and endosome.[23]

The main report which demonstrated the significance of endosome-lysosome in CoVs was the morphological report using electron microscopy, in which two CoVs, (IBV and PEDV) were used. Virus-containing electron-dense cytoplasmic bodies were detected in the late stages of infection with these viruses, and they probably represented lysosomes accumulating viral particles.[33] This provides evidence for the possible functional implication of lysosome in CoVs infection.

  Safety Profile and Pharmacokinetics of Chloroquine and Hydroxychloroquine Top

CQ and HCQ efficiently inhibit SARS-CoV-2 infection in vitro. Easy availability, proven safety profile, and a relatively lower cost of the drugs further add to the ease of these drugs being considered as therapeutic options for management. HCQ has been demonstrated to be much less (~40%) toxic than CQ in animals. More importantly, HCQ is still available very widely for the treatment of autoimmune diseases, such as SLE and RA. The chemical structures and mechanisms of both the drugs are similar, acting as a weak base and an immunomodulator.

CQ and HCQ have been reported to have very efficient oral absorption in humans. Their drug levels in the lungs are almost 200–700 times higher than that in the plasma. The safe dosage of HCQ sulfate is 6–6.5 mg/kg/day, which could produce serum levels of 1.4–1.5 μM in humans. The high levels achieved in the tissues is sufficient to inhibit SARS-CoV-2 infection.[34]

Clinical investigations have revealed that cytokine storm has been associated with disease severity.[35] Along with the direct antiviral activity, HCQ also has a good safety profile and is a successful anti-inflammatory agent, used extensively in autoimmune diseases and significantly decreases the production of cytokines and pro-inflammatory factors. Hence, in COVID-19 patients, HCQ may also prove beneficial by attenuating the inflammatory response.

  Insights into Use of Chloroquine and Hydroxychloroquine in COVID-19 for Chemoprophylaxis Top

There have been very few in vivo studies demonstrating the use of HCQ as chemoprophylactic agent. Lee et al. conducted an in vivo study in Korea,[36] where they administered HCQ as postexposure prophylaxis (PEP) for COVID-19 in 211 persons, including 189 patients and 22 HCWs in a long-term care hospital. Initially, all these exposed individuals were negative for SARS CoV2 by PCR. PEP with HCQ at a dose of 400 mg/day for 14 days was completed in 184 patients and 21 HCWs without any serious adverse outcomes. After the completion of 14 days quarantine period and medication, the follow-up PCR in all the individuals were negative. This is the first study conducted using HCQ in PEP, as there are no existing guidelines for PEP. Although this was a single-center study, and there was no adequate control group, the outstanding results prompt the use of HCQ as PEP in settings where there are chances of high-risk exposure, such as the asymptomatic HCWs involved in the care of suspected or confirmed cases of COVID-19 and asymptomatic household contacts of laboratory-confirmed cases.

Offering HCQ as pre-exposure prophylaxis to the HCWs providing care to the COVID-19 patients, and asymptomatic household contacts of confirmed positive cases, who always stand a chance of high-risk exposure, may prove to be a useful strategy in preventing the spread of the disease. The ICMR guidelines also somewhat hint at a similar strategy. All of this can be undertaken, keeping in mind the adverse outcomes and safety profile of the drug.

  Conclusion Top

Experiments and data show that CQ and HCQ can efficiently inhibit SARS-CoV-2 infection in vitro, with HCQ being better than CQ in several respects. Intracellular mechanisms of action and anti-inflammatory function together prove the drug to have a good potential to combat the disease, but this possibility requires further confirmation by clinical trials. HCQ may be considered for pre- and post-exposure prophylaxis in individuals with high-risk exposure. It is noteworthy that, although the toxicity of HCQ is less than CQ, prolonged usage and overdose of HCQ can still cause poisoning. The relatively lower safety index of HCQ warrants conducting well planned and structured clinical trials for achieving efficient and timely control of the SARS-CoV-2 infection.

Hence, undertaking well planned and careful in vitro and in vivo testing is essential for providing definitive evidence for the use of HCQ in COVID-19 prevention and disease progression.

Key points

  1. The main mode of action of CQ and HCQ is the interference with autophagy, lysosomal activity, receptor binding, and membrane fusion.
  2. HCQ has a good safety profile and is a successful anti-inflammatory agent, used extensively in autoimmune diseases and significantly decreases the production of cytokines and pro-inflammatory factors.
  3. Offering HCQ as preexposure prophylaxis to the HCWs providing care to the COVID-19 patients, and asymptomatic household contacts of confirmed positive cases, who always stand a chance of high-risk exposure, may prove to be a useful strategy in preventing the spread of the disease.

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Conflicts of interest

There are no conflicts of interest.

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